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Urgent! VP | Compliance | Monitoring & Surveillance | Chinese Investment Bank Job Opening In tang lung st v-point hk – Now Hiring Unity Partners

VP | Compliance | Monitoring & Surveillance | Chinese Investment Bank



Job description

The Company

Our client is a Top-tier Chinese investment bank.

Their mission is to provide first-class financial services to Coporates, institutions and individual wordwide.

They offer a variety of financial services and advisory on investment banking, Fixed income, EQ, asset management, private EQ investment, wealth management as well as research.

The team

You will be joining the compliance team which consists of 60 poeple.

Your direct report will be your team head and you will be managing a team of 5.

Responsibilities

  • Performing trade monitoring and surveillance on Equity and Fixed income business activities

  • Carrying out e-com and trade monitoring and surveillance independently

  • Performing compliance reviews on the firm’s business related events

  • Leading the team for the system development and implementation

  • Experience needed

  • Bachelor's Degree in Business, or other other disciplines

  • Minimum 6 years of relevant expereince

  • Good knowledge in Equity & Fixed Income 

  • Team Management experience is necessary

  • Excellent communication skill in Cantonese, English and Mandarin

  • How to apply

    To apply online, please click on the link below.

    Alternatively, for a confidential discussion please contact Sam NG on + 852 6470 0080 or email: sam.ng@unity-partners.com


    Required Skill Profession

    Sales Representatives, Services



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