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Urgent! Trade Surveillance Monitoring Specialist Job Opening In Hong Kong, Hong Kong – Now Hiring Infini Capital Management Limited

Trade Surveillance Monitoring Specialist



Job description

Key Responsibilities 

  • Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. 
  • Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities 
  • Investigate alerts and escalate issues to senior compliance officers when necessary 
  • Maintain up-to-date knowledge of regulatory changes and requirements across relevant jurisdictions 
  • Prepare regular surveillance reports for management and regulatory submissions 
  • Collaborate with portfolio managers and trading teams to provide guidance on compliance matters 
  • Assist in the development and enhancement of internal policies and procedures related to trade surveillance 
  • Participate in regulatory examinations and audits as needed 

Requirements

Required Qualifications 

  • Bachelor’s degree in Finance, Economics, Business, or related field 
  • 3–5 years of experience in trade surveillance, compliance, or risk management within foreign banks or hedge funds 
  • Strong understanding of hedge fund trading strategies, and experience working in a hedge fund or proprietary trading environment 
  • Knowledge of regulatory frameworks (e.g., SFC, SEC, CME, FINRA, MiFID II, and other relevant regulations) 
  • Strong communication skills with ability to interact with traders, portfolio managers, and senior management 


Required Skill Profession

Computer Occupations



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