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Senior Compliance Manager Job Opening In central central hk – Now Hiring Infini Capital Management Limited


Job description

  • Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts
  • Regulatory reporting – Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings
  • Assist in broker account opening KYC process and review of derivatives agreements
  • Regularly update and maintain compliance policies
  • Assist in the preparation of gap analysis and reports to senior management and regulatory agencies on the Company’s overall compliance framework
  • Trade surveillance – pre and post-trade monitoring, trade error review, and trade incident investigation and reporting
  • Stay up-to-date on changes to relevant legal and regulatory requirements and industry standards
  • Promote Infini’s compliance awareness and compliance culture and contribute to training topics and presentations
  • Review basic agreements with counterparties
  • Handle Ad hoc compliance projects

Requirements

  • 7+ years of hedge fund compliance (experience from other buy-side firms will be an advantage)
  • University degree in a relevant field or law-related background will be an advantage
  • Be able to work independently and complete tasks in a timely manner
  • Working knowledge of (i) the SFO and subsidiary regulations; and (ii) other regulations such as MAS, SEC, AMAC
  • Familiarity with derivatives will be an advantage
  • Familiarity with Bloomberg, Charles River, Enfusion, EZE, or other compliance/ OMS systems will be an advantage
  • Strong work ethic, communications, and interpersonal, analytical, and presentation skills
  • Ability to work with minimal supervision, proactively, and follow tight deadlines
  • Good command of written and spoken English and Mandarin
  • Candidates with less experience will be considered as Compliance Manager

Required Skill Profession

Other Management Occupations


  • Job Details

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Unlock Your Senior Compliance Potential: Insight & Career Growth Guide


Real-time Senior Compliance Jobs Trends (Graphical Representation)

Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph here. Uncover the dynamic job market trends for Senior Compliance in central, central, hk, Hong Kong, highlighting market share and opportunities for professionals in Senior Compliance roles.

2229 Jobs in Hong Kong
2229
258 Jobs in Central, Central, Hk
258
Download Senior Compliance Jobs Trends in Central, Central, Hk and Hong Kong

Are You Looking for Senior Compliance Manager Job?

Great news! is currently hiring and seeking a Senior Compliance Manager to join their team. Feel free to download the job details.

Wait no longer! Are you also interested in exploring similar jobs? Search now: .

The Work Culture

An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at Infini Capital Management Limited adheres to the cultural norms as outlined by Expertini.

The fundamental ethical values are:

1. Independence

2. Loyalty

3. Impartiapty

4. Integrity

5. Accountabipty

6. Respect for human rights

7. Obeying Hong Kong laws and regulations

What Is the Average Salary Range for Senior Compliance Manager Positions?

The average salary range for a varies, but the pay scale is rated "Standard" in central central hk. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.

What Are the Key Qualifications for Senior Compliance Manager?

Key qualifications for Senior Compliance Manager typically include Other Management Occupations and a list of qualifications and expertise as mentioned in the job specification. The generic skills are mostly outlined by the . Be sure to check the specific job listing for detailed requirements and qualifications.

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Interview Tips for Senior Compliance Manager Job Success

Infini Capital Management Limited interview tips for Senior Compliance Manager

Here are some tips to help you prepare for and ace your Senior Compliance Manager job interview:

Before the Interview:

Research: Learn about the Infini Capital Management Limited's mission, values, products, and the specific job requirements and get further information about

Other Openings

Practice: Prepare answers to common interview questions and rehearse using the STAR method (Situation, Task, Action, Result) to showcase your skills and experiences.

Dress Professionally: Choose attire appropriate for the company culture.

Prepare Questions: Show your interest by having thoughtful questions for the interviewer.

Plan Your Commute: Allow ample time to arrive on time and avoid feeling rushed.

During the Interview:

Be Punctual: Arrive on time to demonstrate professionalism and respect.

Make a Great First Impression: Greet the interviewer with a handshake, smile, and eye contact.

Confidence and Enthusiasm: Project a positive attitude and show your genuine interest in the opportunity.

Answer Thoughtfully: Listen carefully, take a moment to formulate clear and concise responses. Highlight relevant skills and experiences using the STAR method.

Ask Prepared Questions: Demonstrate curiosity and engagement with the role and company.

Follow Up: Send a thank-you email to the interviewer within 24 hours.

Additional Tips:

Be Yourself: Let your personality shine through while maintaining professionalism.

Be Honest: Don't exaggerate your skills or experience.

Be Positive: Focus on your strengths and accomplishments.

Body Language: Maintain good posture, avoid fidgeting, and make eye contact.

Turn Off Phone: Avoid distractions during the interview.

Final Thought:

To prepare for your Senior Compliance Manager interview at Infini Capital Management Limited, research the company, understand the job requirements, and practice common interview questions.

Highlight your leadership skills, achievements, and strategic thinking abilities. Be prepared to discuss your experience with HR, including your approach to meeting targets as a team player. Additionally, review the Infini Capital Management Limited's products or services and be prepared to discuss how you can contribute to their success.

By following these tips, you can increase your chances of making a positive impression and landing the job!

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