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Urgent! Senior Compliance Manager Job Opening In central central hk – Now Hiring Infini Capital Management Limited

Senior Compliance Manager



Job description

  • Compliance housekeeping matters – Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts
  • Regulatory reporting – Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings
  • Assist in broker account opening KYC process and review of derivatives agreements
  • Regularly update and maintain compliance policies
  • Assist in the preparation of gap analysis and reports to senior management and regulatory agencies on the Company’s overall compliance framework
  • Trade surveillance – pre and post-trade monitoring, trade error review, and trade incident investigation and reporting
  • Stay up-to-date on changes to relevant legal and regulatory requirements and industry standards
  • Promote Infini’s compliance awareness and compliance culture and contribute to training topics and presentations
  • Review basic agreements with counterparties
  • Handle Ad hoc compliance projects

Requirements

  • 7+ years of hedge fund compliance (experience from other buy-side firms will be an advantage)
  • University degree in a relevant field or law-related background will be an advantage
  • Be able to work independently and complete tasks in a timely manner
  • Working knowledge of (i) the SFO and subsidiary regulations; and (ii) other regulations such as MAS, SEC, AMAC
  • Familiarity with derivatives will be an advantage
  • Familiarity with Bloomberg, Charles River, Enfusion, EZE, or other compliance/ OMS systems will be an advantage
  • Strong work ethic, communications, and interpersonal, analytical, and presentation skills
  • Ability to work with minimal supervision, proactively, and follow tight deadlines
  • Good command of written and spoken English and Mandarin
  • Candidates with less experience will be considered as Compliance Manager


Required Skill Profession

Other Management Occupations



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