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SA to VP | Compliance Advisory | Secondary Market | Chinese Investment Bank Job Opening In tang lung st v-point hk – Now Hiring Unity Partners


Job description

The Company

Our client is a Top-tier Chinese investment bank.

Their mission is to provide first-class financial services to Coporates, institutions and individual wordwide.

They offer a variety of financial services and advisory on investment banking, Fixed income, EQ, asset management, private EQ investment, wealth management as well as research.

The team

You will be joining the compliance team which consists of 60 poeple.

There are 7 people in the secondary market team currently, and your direct report will be your team head.

This role is an individual contributor.

Responsibilities

  • Offer compliance advice for the business activities in the Secondary Market 

  • Update all the related compliance policies and manuals which are aligned with the regulatory requirement

  • Work closely with the KYC Compliance team for any compliance matters related to client on-boarding

  • Experience needed

  • Bachelor's Degree in Business, or other other disciplines

  • Minimum 6 years of relevant expereince

  • Strong in legal background

  • Able to work independently

  • Good knowledge in Fixed Income, Currencies and Commodities

  • Excellent communication skill in Cantonese, English and Mandarin

  • How to apply

    To apply online, please click on the link below.

    Alternatively, for a confidential discussion please contact Sam NG on + 852 6470 0080 or email: sam.ng@unity-partners.com

    Required Skill Profession

    Sales Representatives, Services


    • Job Details

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