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Urgent! Responsible Officer (Type 9 License) - Virtual Assets Focus Job Opening In Hong Kong, Hong Kong – Now Hiring Confidential

Responsible Officer (Type 9 License) Virtual Assets Focus



Job description

About Our Client:

A dynamic, newly established Asset Management firm in Hong Kong, licensed for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management).

As they expand their operations, they are seeking a highly qualified Responsible Officer to lead the application process for their Type 9 license, with a strong emphasis on virtual assets.

The Role

This is a pivotal position where you will serve as the Responsible Officer (RO) for the firm's Type 9 license application and ongoing compliance.

You will play a key role in shaping the firm's asset management strategies, particularly in the innovative space of virtual assets (e.g., cryptocurrencies, blockchain-based investments, and digital tokens).

Reporting directly to senior management, you will ensure regulatory adherence while driving business growth in this rapidly evolving sector.

Key Responsibilities:

  • Lead and manage the application process for the Type 9 license with the Securities and Futures Commission (SFC) in Hong Kong, including preparation of documentation, liaising with regulators, and addressing any queries.
  • Oversee compliance frameworks, risk management, and internal controls related to asset management activities, with a focus on virtual assets.
  • Develop and implement policies for virtual asset management, ensuring alignment with SFC guidelines on virtual asset fund managers (VAFMs) and related regulations.
  • Conduct due diligence on virtual asset investments, monitor market trends, and provide strategic advice to the firm.
  • Collaborate with legal, operations, and investment teams to integrate virtual assets into the firm's portfolio offerings.
  • Stay abreast of regulatory developments in virtual assets and ensure the firm's practices remain compliant and forward-thinking.

Ideal Candidate Profile:

  • Licensed as a Responsible Officer under the SFC for Type 9 (Asset Management), or eligible to apply, with a proven track record in similar roles.
  • Extensive knowledge and hands-on experience in virtual assets, including cryptocurrencies, tokenized assets, DeFi, or blockchain technologies.
  • Minimum 5-7 years of relevant experience in asset management, preferably within a licensed firm handling virtual or alternative assets.
  • Strong understanding of Hong Kong's regulatory environment, including SFC requirements for virtual asset service providers (VASPs) and anti-money laundering (AML) protocols.
  • Bachelor's degree in Finance, Law, Business, or a related field; professional qualifications (e.g., CFA, FRM) are advantageous.
  • Fluency in English and Cantonese/Mandarin is preferred.


Required Skill Profession

Business Operations Specialists



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