Know ATS Score
CV/Résumé Score
  • Expertini Resume Scoring: Our Semantic Matching Algorithm evaluates your CV/Résumé before you apply for this job role: Responsible Officer (Type 1 & 4).
Hong Kong Jobs Expertini

Urgent! Responsible Officer (Type 1 & 4) Job Opening In Hong Kong, Hong Kong – Now Hiring OurCrowd

Responsible Officer (Type 1 & 4)



Job description

OurCrowd is seeking a full-time Responsible Officer (RO) licensed under the Hong Kong SFC (Types 1 & 4) for our Hong Kong office.

This individual will play a key role in supporting investor relations and fulfilling regulatory obligations.

The candidate will report to the Managing Director, Hong Kong, and serve as the firm’s licensed RO to oversee regulated activities.



Responsibilities:
  • Act as a Responsible Officer (Types 1 & 4) under the Securities and Futures Ordinance (Cap.

    571), ensuring full regulatory compliance
  • Supervise the company’s regulated business activities in Hong Kong and maintain robust governance standards
  • Serve as the key contact with the SFC and coordinate on licensing, audits, and inquiries
  • Oversee and ensure compliance of all promotional and investor materials with local regulations
  • Guide and support the Managing Director HK in serving high-net-worth individuals, family offices, and institutions
  • Conduct product due diligence, assist in onboarding investment offerings, and ensure compliance documentation is in place
  • Perform ongoing monitoring and internal compliance reviews to mitigate regulatory risk

  • Minimum 5 years’ experience as a Relationship Manager or Officer in private banking or wealth management 
  • Holder of unconditional SFC Type 1 and Type 4 Responsible Officer licenses
  • Proven understanding of SFC regulations and experience interfacing with regulators
  • Strong interpersonal and communication skills in English, Cantonese, and Mandarin
  • Self-driven, ethical, and capable of working independently with high accountability
  • University degree in Business or Finance or other relevant discipline preferred

 

EQUAL OPPORTUNITY STATEMENT: OurCrowd is an equal opportunity employer.

We do not discriminate on the basis of race, gender, age, marital status, disability, religion, or family status.

Applicants will be considered based on merit, qualifications, and business need.

PERSONAL INFORMATION COLLECTION STATEMENT (PICS): Personal data collected will be used for recruitment purposes only and will be kept confidential.

It may be retained for future opportunities within OurCrowd for a period of up to 12 months.

Applicants may request access to or correction of their personal data by contacting us.


Required Skill Profession

Operations Specialties Managers



Your Complete Job Search Toolkit

✨ Smart • Intelligent • Private • Secure

Start Using Our Tools

Join thousands of professionals who've advanced their careers with our platform

Rate or Report This Job
If you feel this job is inaccurate or spam kindly report to us using below form.
Please Note: This is NOT a job application form.


    Unlock Your Responsible Officer Potential: Insight & Career Growth Guide


  • Real-time Responsible Officer Jobs Trends in Hong Kong, Hong Kong (Graphical Representation)

    Explore profound insights with Expertini's real-time, in-depth analysis, showcased through the graph below. This graph displays the job market trends for Responsible Officer in Hong Kong, Hong Kong using a bar chart to represent the number of jobs available and a trend line to illustrate the trend over time. Specifically, the graph shows 768 jobs in Hong Kong and 580 jobs in Hong Kong. This comprehensive analysis highlights market share and opportunities for professionals in Responsible Officer roles. These dynamic trends provide a better understanding of the job market landscape in these regions.

  • Are You Looking for Responsible Officer (Type 1 & 4) Job?

    Great news! is currently hiring and seeking a Responsible Officer (Type 1 & 4) to join their team. Feel free to download the job details.

    Wait no longer! Are you also interested in exploring similar jobs? Search now: .

  • The Work Culture

    An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at OurCrowd adheres to the cultural norms as outlined by Expertini.

    The fundamental ethical values are:
    • 1. Independence
    • 2. Loyalty
    • 3. Impartiality
    • 4. Integrity
    • 5. Accountability
    • 6. Respect for human rights
    • 7. Obeying Hong Kong laws and regulations
  • What Is the Average Salary Range for Responsible Officer (Type 1 & 4) Positions?

    The average salary range for a varies, but the pay scale is rated "Standard" in Hong Kong. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.

  • What Are the Key Qualifications for Responsible Officer (Type 1 & 4)?

    Key qualifications for Responsible Officer (Type 1 & 4) typically include Operations Specialties Managers and a list of qualifications and expertise as mentioned in the job specification. Be sure to check the specific job listing for detailed requirements and qualifications.

  • How Can I Improve My Chances of Getting Hired for Responsible Officer (Type 1 & 4)?

    To improve your chances of getting hired for Responsible Officer (Type 1 & 4), consider enhancing your skills. Check your CV/Résumé Score with our free Tool. We have an in-built Resume Scoring tool that gives you the matching score for each job based on your CV/Résumé once it is uploaded. This can help you align your CV/Résumé according to the job requirements and enhance your skills if needed.

  • Interview Tips for Responsible Officer (Type 1 & 4) Job Success
    OurCrowd interview tips for Responsible Officer (Type 1 & 4)

    Here are some tips to help you prepare for and ace your job interview:

    Before the Interview:
    • Research: Learn about the OurCrowd's mission, values, products, and the specific job requirements and get further information about
    • Other Openings
    • Practice: Prepare answers to common interview questions and rehearse using the STAR method (Situation, Task, Action, Result) to showcase your skills and experiences.
    • Dress Professionally: Choose attire appropriate for the company culture.
    • Prepare Questions: Show your interest by having thoughtful questions for the interviewer.
    • Plan Your Commute: Allow ample time to arrive on time and avoid feeling rushed.
    During the Interview:
    • Be Punctual: Arrive on time to demonstrate professionalism and respect.
    • Make a Great First Impression: Greet the interviewer with a handshake, smile, and eye contact.
    • Confidence and Enthusiasm: Project a positive attitude and show your genuine interest in the opportunity.
    • Answer Thoughtfully: Listen carefully, take a moment to formulate clear and concise responses. Highlight relevant skills and experiences using the STAR method.
    • Ask Prepared Questions: Demonstrate curiosity and engagement with the role and company.
    • Follow Up: Send a thank-you email to the interviewer within 24 hours.
    Additional Tips:
    • Be Yourself: Let your personality shine through while maintaining professionalism.
    • Be Honest: Don't exaggerate your skills or experience.
    • Be Positive: Focus on your strengths and accomplishments.
    • Body Language: Maintain good posture, avoid fidgeting, and make eye contact.
    • Turn Off Phone: Avoid distractions during the interview.
    Final Thought:

    To prepare for your Responsible Officer (Type 1 & 4) interview at OurCrowd, research the company, understand the job requirements, and practice common interview questions.

    Highlight your leadership skills, achievements, and strategic thinking abilities. Be prepared to discuss your experience with HR, including your approach to meeting targets as a team player. Additionally, review the OurCrowd's products or services and be prepared to discuss how you can contribute to their success.

    By following these tips, you can increase your chances of making a positive impression and landing the job!

  • How to Set Up Job Alerts for Responsible Officer (Type 1 & 4) Positions

    Setting up job alerts for Responsible Officer (Type 1 & 4) is easy with Hong Kong Jobs Expertini. Simply visit our job alerts page here, enter your preferred job title and location, and choose how often you want to receive notifications. You'll get the latest job openings sent directly to your email for FREE!