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Urgent! Regulatory Compliance Officer (Hong Kong based | Financial Services) Job Opening In Hong Kong, Hong Kong – Now Hiring HRTX

Regulatory Compliance Officer (Hong Kong based | Financial Services)



Job description

Responsibilities

The Compliance Officer will be responsible for ensuring strict adherence to the AMLO and guidelines from the Hong Kong Customs and Excise Department (C&ED).

Key duties include:

  • Developing and updating anti-money laundering (AML) and counter-terrorist financing (CFT) policies and procedures.
  • Acting as the main advisor for staff on daily AML/CFT compliance and transaction approvals.
  • Managing the renewal of the Money Service Operator (MSO) license and corporate detail changes with the C&ED.
  • Preparing and submitting statutory reports, such as suspicious transaction reports (STRs), to the JFIU and financial reports to the C&ED.
  • Conducting regular institutional risk assessments to identify and mitigate financial risks.
  • Opening correspondent accounts for MSOs and conducting daily transaction monitoring.
  • Checking client documents, opening client accounts, and communicating with clients for additional information.

Requirements

Candidates must meet the following criteria:

  • A bachelor's degree in Law, Finance, Business Administration, or a related field.
  • A minimum of 3-5 years of proven experience in a compliance/AML role within a licensed Hong Kong Money Service Operator (MSO).
  • Practical experience in conducting AML/CFT checks, customer due diligence (CDD), and transaction monitoring.
  • Solid experience in developing and implementing compliance programs.
  • Proficiency in English and Cantonese is essential.
  • In-depth knowledge of AML/CFT ordinances and cross-border reporting regulations is required.
  • Certification such as a Certified Anti-Money Laundering Specialist (CAMS) or an equivalent international certification is preferred.



Required Skill Profession

Business Operations Specialists



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