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Manager, Retail Compliance & Control Job Opening In Hong Kong, Hong Kong – Now Hiring Dah Sing Financial Group


Job description

Responsibilities

:
  • Assist to develop business and operational guidelines in consultation with various RBD business, frontline departments or other divisions to ensure RBD sales and deliveryplies with regulatory guidelines,pliance requirements and internal control policies
  • Create, review and update clear, concise, andpliant operational procedures for retail banking processes, including account opening, transactions, customer services
  • Monitor process changes, audit findings, andments from 2LoD/ stakeholders to refine procedures for efficiency and clarity
  • Manage document control, approvals and dissemination of the procedures
  • Review thepliance & control and identify areas for improvement
  • Assist in developing training materials and guides to facilitate staff understanding and implementation of new or revised procedures
  • Assist in the development of procedure manuals for detailed tasks or operations
  • Execute appropriate operational control measures and enhancements to address control improvements and risk mitigation, including rmendations made by auditors and regulators
  • Provide/Assist the training to staff concerned on the knowledge and awareness ofpliance in the relevant requirements and internal control policies
  • Take up ad-hoc projects as required
  • To meet the challenge, you should have the following qualifications and attributes:
  • Degree holder with minimum 5 years' solid experience in Retail Banking regulations, operations, products and services, withpliance experience preferably
  • Sound knowledge onpliance and control assurance framework
  • Excellentmunication and interpersonal skills
  • Self-initiative, able to work independently and under pressure, good time management
  • PC literate with good knowledge of Microsoft Office
  • Fluent in spoken and written English and Chinese, preferably including Putonghua
  • Please note that only shortlisted candidates will be notified.



    Job ID 3685

    Required Skill Profession

    Operations Specialties Managers


    • Job Details

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    The Work Culture

    An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at Dah Sing Financial Group adheres to the cultural norms as outlined by Expertini.

    The fundamental ethical values are:

    1. Independence

    2. Loyalty

    3. Impartiapty

    4. Integrity

    5. Accountabipty

    6. Respect for human rights

    7. Obeying Hong Kong laws and regulations

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