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Urgent! Manager/ Assistant Manager, Compliance, Brokerage Job Opening In Hong Kong, Hong Kong – Now Hiring FWD Life Insurance Corporation
About FWD Group
FWD Group (1828.HK) is a pan-Asian life and health insurance business that serves approximately 34 million customers across 10 markets, including BRI Life in Indonesia.
FWD’s customer-led and tech-enabled approach aims to deliver innovative propositions, easy-to-understand products and a simpler insurance experience.
Established in 2013, the company operates in some of the fastest-growing insurance markets in the world with a vision of changing the way people feel about insurance.
FWD Group is listed on the main board of the Hong Kong Stock Exchange under the stock code 1828.
For more information, please visit
For more information about FWD Hong Kong, please visit .
FWD Financial Planning Limited – Corporate Overview
FWD Financial Planning Limited is part of the FWD Group.
FWD Group has more than 11 million customers across 10 markets, including some of the fastest-growing insurance markets in the world.
FWD Financial Planning Limited is an expanding SFC, Insurance and MPF license broker firm.
We target to attract top-class financial advisers to deliver quality financial planning advices to clients.
Guided by the customer-centric principle, the company will ensure our financial advisors to deliver the most suitable advices to the clients in order to meet clients’ financial planning needs.
The Job
Support the implementation and maintenance of the Company’s compliance framework in accordance with:
Insurance Ordinance (IO)
Mandatory Provident Fund Schemes Ordinance (MPFSO)
Securities and Futures Ordinance (SFO)
Guidelines and codes issued by HKIA, SFC, and MPFA
Assist in drafting and updating compliance policies and procedures to reflect regulatory changes
Conduct compliance monitoring, internal reviews, and assist in investigations
Support the AML/CTF program, including name screening, PEP monitoring, and maintaining the AML risk register
Help prepare regulatory reports and submissions to SFC, HKIA, MPFA, and other authorities
Coordinate compliance training sessions for staff and management
Assist in licensing applications and ongoing obligations for Responsible Officers and licensed representatives
Provide compliance advisory on new business initiatives, distribution models, and documentation
Handle ad hoc compliance tasks as assigned
The Person
University graduate in Law, Accounting, Business, or related discipline
Minimum 4–6 years of experience in compliance or AML roles within financial services or brokerage firms
Familiarity with SFC Type 1 and 4 activities and relevant regulatory guidelines
Knowledge of AML regulations and operational risk controls
Strong analytical, organizational, and communication skills
Ability to work independently and collaboratively in a fast-paced environment
Proficiency in written and spoken English and Cantonese
AML certification (e.g., CAMS) is an advantage
Candidate will less experience will be considered as Assistant Manager
We offer 5-day work, 20-22 days annual leaves, excellent learning & development opportunities and an attractive package to the right candidate.
Information collected will be treated in strict confidence and used solely for recruitment purpose.
The company will retain all applications no longer than 24 months of which will be destroyed thereafter.
When there are vacancies in any of our subsidiaries, holding companies, associated or affiliated companies of, or companies controlled by, or under common control with the Company during that period, we may transfer your application to them for consideration of employment.
We are an equal opportunity employer.
We do not discriminate on the basis of race, sex, disability or family status in employment process.
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Unlock Your Manager Assistant Potential: Insight & Career Growth Guide
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Great news! FWD Life Insurance Corporation is currently hiring and seeking a Manager/ Assistant Manager, Compliance, Brokerage to join their team. Feel free to download the job details.
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An organization's rules and standards set how people should be treated in the office and how different situations should be handled. The work culture at FWD Life Insurance Corporation adheres to the cultural norms as outlined by Expertini.
The fundamental ethical values are:The average salary range for a Manager/ Assistant Manager, Compliance, Brokerage Jobs Hong Kong varies, but the pay scale is rated "Standard" in Hong Kong. Salary levels may vary depending on your industry, experience, and skills. It's essential to research and negotiate effectively. We advise reading the full job specification before proceeding with the application to understand the salary package.
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Before the Interview:To prepare for your Manager/ Assistant Manager, Compliance, Brokerage interview at FWD Life Insurance Corporation, research the company, understand the job requirements, and practice common interview questions.
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