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Urgent! Global Compliance Manager (CFD/Web3) Job Opening In Hong Kong, Hong Kong – Now Hiring Zeal Group

Global Compliance Manager (CFD/Web3)



Job description

About us

Zeal Group is an award-winning FinTech organisation offering a variety of products.

Established in 2017, we have rapidly expanded to a team of over 700 employees globally 🌎

With our headquarters in London and offices around Europe, Asia, North & South Africa, Middle East, and South America, we take pride in our Technology hub located in Cyprus 🚀

At Zeal, we are dedicated to fostering a product-centric and people-oriented culture, driven by our passion for growth, technological innovation, and collaboration 🙌🏼.

Your responsibilities

  • Develop the compliance function and lead the company’s regulatory strategy ensuring its alignment to the product roadmap
  • Establish and embed an effective risk management framework and monitor compliance with our regulatory obligations
  • Develop, manage and implement policies and procedures for regulatory compliance
  • Act as a strategic advisor to our Executive and Senior Management for growth and expansion
  • Ensure adherence to regulatory requirements and reporting obligations and advise the business across all regulatory and compliance matters
  • Ensure our products are developed with a complete understanding of the regulatory implications and the company systems and processes meet the relevant quality and regulatory standards
  • Monitor new legislation, guidance, consultations and cases that impact financial regulation
  • Perform compliance checks and report on risk and compliance of our internal business processes, to provide assurance to clients; and ensure our key suppliers are complying with agreed standards and contract terms
  • Promote a sustainable culture of risk awareness in the business that is consistent with Globacap’s core values
  • Collaborate with external and internal auditors and HR when required.

  • Provide an advisory service to employees on regulatory requirements and hoe to most-effectively achieve compliance with these.

  • Communicate with and influence senior management, especially via relevant governance forums, on both matters arising and strategic decisions which have regulatory relevance.
  • Communicate with industry peers to identify latest themes and issues and best market practices.
  • Any other ad hoc duties that may be required from time to time.

Requirements

  • Educated to University degree level, preferably in law, accounting, business, finance or related discipline or equivalent.
  • Highly experienced Compliance generalist in the Financial Services sector
  • Experienced in CFD or Web 3 sector
  • Strong working knowledge of international AML rules, securities trading, payments regulations and understanding of financial markets.
  • Knowledge of market dynamics, liquidity and trading practices
  • Well-developed understanding of multiple assets and instruments
  • Strong understanding of Audit process
  • Understanding of client money segregation rules
  • Understanding of capital adequacy rules


Required Skill Profession

Other Management Occupations



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