Job Description
We are seeking highly skilled technical compliance specialists with expertise in financial crime, particularly within the digital asset space, including Virtual Asset Trading Platforms (“VATP“) and stablecoins.
The ideal candidate will possess strong data analytical skills and hands-on practical experience in customer due diligence (CDD), transaction monitoring system review, as well as sanctions-related engagements.
Besides, the candidate shall be able to utilize data tools and techniques to analyse transaction data, identify patterns, while provide insights on potential compliance issues; and facilitate the use of technology and data including fintech and reg-tech innovations with respect to financial services sector.
EY’s wide breadth of services of FSRM including, but not limited to:
Undertaking risk management advice, remediation and transformationConducting risk management framework design and operational effectiveness Regulatory and compliance consultingEnterprise risk and controls consulting Professional risk support for consulting, internal and external audit services Future operating modelsResponding to regulatory criticism and regulatory preparednessProviding guidance on current and emerging control practicesAdvising clients on risk culture, conduct and accountability regimes and practices Conducting important proactive assessments and assurance around the effectiveness of controls and company processes, while also providing objective consulting support Your key responsibilities
Lead EY projects with respect to:
The use of technology and data including fintech and reg-tech innovations with respect to financial services sectorAdvices and guidance on structuring approaches to emerging regulatory compliance or regulatory exam findingsRegulatory issue remediationRegulatory change management, where support the revision or formulation of new policies and controls aligned with regulatory and compliance guidelines and requirementsCompliance framework – understanding of core compliance functions: risk assessment, policy management, testing, monitoring and surveillance and reporting etc.
To qualify for the role you must have:
A university degree majoring in accounting, information systems, business or legal related subjects Solid work experience in Big4, banks, regulators or reputable international consulting firms with in-depth knowledge of regulatory compliance and risk managementStrong data analytics skills and hands-on practical experience in customer due diligence (CDD), transaction monitoring system review, and sanctions-related engagements/projectsThe ability to utilise data analytical tools and techniques to analyse transaction data, identify patterns, while provide insights on potential compliance issuesGood knowledge of banking and securities regulations and business operations as well as different banking products and services Ability to interact with executive levels of clients, regulators and EY management Strong report-writing skills, with ability to create and organize varying forms of business information while developing it into clear, meaningful, professional reports and presentations Decent command of both written and spoken English and Chinese