Job Overview
Category
Other Management Occupations
Job Type
Full time - Permanent
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Job Description
Responsibilities
:
Develop, implement, and monitorpliance policies and procedures for asset management products across APAC. Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting. Managepliance training and coordinate responses to investor, regulatory, and internal inquiries. Conduct risk assessments, monitoring, and testing, while overseeing corrective actions. Support internal audits and lead specialpliance projects. Partner with senior management and cross-border teams onpliance matters. What We’re Looking For:
A Bachelor degree in Accounting, Finance, Law, or related disciplines;pliance professional certifications are a plus. A minimum of 6 years of experience in financial servicespliance. Expertise in asset management products such as private credit, real estate, and private equity etc. Strong understanding of APAC regulatory frameworks (SFC, MAS, ASIC, FSA). Fluency in English, Cantonese, and Mandarin.
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